We are investigating allegations against Interactive Brokers, LLC for allegedly violating FINRA regulations.
We are investigating the handling of client portfolio margin accounts by FINRA authorized brokerage firms. A class action suit has been filed against Interactive Brokers, LLC in the United States District Court of New York alleging that Interactive Brokers violates FINRA’s regulations by allowing portfolio margin accounts to invest in Exchange Traded Notes. Certain FINRA firms are authorized to extend portfolio margin to its
Trade Monster
E*Trade
TD Ameritrade
Otion Xpress
Lek Securities
Lightspeed Trading
Sage Trader
Victor Securities
Fidelity
Interactive Brokers
If you or anyone you know has a portfolio margin account with any of the above firms , please contact Finkelstein Thompson LLP. You can reach us at at contact@finkelsteinthompson.com or give us a call toll-free at 1-877-337-1050.
